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中国临床药理学与治疗学 ›› 2014, Vol. 19 ›› Issue (11): 1241-1248.

• 临床药理学 • 上一篇    下一篇

以生存时间为疗效指标的临床试验转组研究中RPSFT法与BW法进行处理效应估计的性能比较

曹金金 ,陈峰,赵杨,刘丽亚,于浩   

  1. 南京医科大学公共卫生学院流行病与卫生统计学系,南京 211100,江苏
  • 出版日期:2014-11-26 发布日期:2014-12-09
  • 通讯作者: 于浩,女,博士,教授,硕士生导师,研究方向:新药临床试验中的统计理论与方法。Tel: 025?86862934  E?mail: njyuhao@vip.sina.com
  • 作者简介:曹金金,女,硕士,研究方向:新药临床试验中的统计理论与方法。 Tel: 18262636057  E⁃mail: 18262636057
  • 基金资助:
    国家自然科学基金(81273184)

Assessing RPSFT and BW when dealing with treatment switching in clinical trials with survival endpoints

CAO Jin⁃jin,CHEN Feng,ZHAO Yang,LIU Li⁃ya,YU Hao   

  1. Department of Epidemiology and Biostatistics, School of Public Health, Nanjing Medical University, Nanjing 211100, Jiangsu, China
  • Online:2014-11-26 Published:2014-12-09

摘要: 目的: 本文介绍等级结构保留失效时间模型(rank preserving structural failure time models, RPSFT)和BW法(the method of Branson and Whitehead)在临床试验转组研究中的应用,并对两种方法进行比较。方法: 以部分对照组受试者在试验中途转至试验组为例,采用计算机模拟试验,查看不同截尾率、转组率水平下,RPSFT法和BW法估计试验药疗效的效果。以及探讨与传统的ITT法相比,RPSFT法和BW法的检验效能和Ⅰ类错误控制情况。结果: RPSFT法和BW法估计试验药疗效的准确性高,与传统的分析方法比较,引入的偏倚小。随着转组率和截尾率增大,RPSFT法与BW法的偏倚逐渐增大,估计的试验药疗效低于真实疗效,但RPSFT法的偏倚比BW法小。两种方法估计的均方误差(MSE)十分接近。当截尾率较大(40%)时,RPSFT法的MSE比BW小。随着转组率增大,两种方法的Ⅰ类错误不断升高,普遍高于 0.05。与ITT法相比,RPSFT法与BW法的检验效能受转组率的影响小,下降趋势缓慢。结论: 在估计试验药疗效的临床试验中,若存在对照组受试者转组到试验组的情况,统计分析以ITT法分析为主,RPSFT法和BW法作为辅助分析方法。RPSFT法和BW法相比,当截尾率和转组率均较高时,参数估计优先考虑选择使用RPSFT法。

关键词: 转组, 等级结构保留失效时间模型, 加速失效时间模型, 迭代参数估计算法

Abstract: AIM: Two methods, rank preserving structural failure time models (RPSFT) and the method of Branson and Whitehead (BW), are introduced in the applications of clinical trials with treatment switching. Comparisons of the two methods are made. METHODS: Based on simulated datasets of clinical trials with part of subjects in control group switching to experimental group, Monte?Carlo simulations were conducted to assess the two methods in estimating effects of the experimental drug under different levels of censoring and switching rates respectively. Besides, typeⅠerror rate and power of the two methods were compared with ITT. RESULTS: RPSFT and BW both showed high accuracies. Comparing with traditional methods, they introduced smaller biases. As censoring and switching rates gradually increased,biases of the two methods both increased with relatively smaller biases for RPSFT. And the estimated effects of the experimental drug were lower than the true efficacy. The mean squared errors (MSE) of the two methods were close. When the censoring rate was greater than 40%, the MSE of RPSFT was relatively smaller. With the switching rate increased, typeⅠerror rate of the two methods rised, generally higer than 0.05.Compared with ITT, the switching rate had less impact for the power of RPSFT and BW. CONCLUSION: Statistical analysis of clinical trials with treatment switching is mainly ITT, and RPSFT and BW are supplements. When censoring and switching rates are high, RPSFT has the priority.

Key words: treatment switching, rank preserving structural failure time model, accelerated failure time model, iterative parameter estimation algorithm

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