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中国临床药理学与治疗学 ›› 2026, Vol. 31 ›› Issue (7): 885-891.doi: 10.12092/j.issn.1009-2501.2026.07.003

• 定量药理学 • 上一篇    下一篇

基于估计信息时间权重的样本量重新估计方法

熊航乐1,3(), 巩浩雯1,3(), 刘玉秀1,2,3,*(), 王静怡2,3, 倪咏天2,3, 李维勤3   

  1. 1. 南方医科大学公共卫生学院生物统计学系,广州 510515,广东
    2. 南京医科大学公共卫生学院生物统计学系,南京 211166,江苏
    3. 东部战区总医院重症医学科,南京 210002,江苏
  • 收稿日期:2025-08-10 修回日期:2025-09-13 出版日期:2026-07-26 发布日期:2026-08-04
  • 通讯作者: 刘玉秀 E-mail:15901077937@163.com;18205606375@163.com;liu_yuxiu@163.com
  • 作者简介:熊航乐,男,硕士研究生,研究方向:临床试验统计方法学研究及应用。E-mail:15901077937@163.com|巩浩雯,女,共同第一作者,硕士研究生,研究方向:临床试验统计方法学研究及应用。E-mail:18205606375@163.com
  • 基金资助:
    国家自然科学基金面上项目(81473066)

Sample size re-estimation method based on estimated information time weighting

Hangle XIONG1,3(), Haowen GONG1,3(), Yuxiu LIU1,2,3,*(), Jingyi WANG2,3, Yongtian NI2,3, Weiqin LI3   

  1. 1. Department of Biostatistics, School of Public Health, Southern Medical University, Guangzhou 510515, Guangdong, China
    2. Department of Biostatistics, School of Public Health, Nanjing Medical University, Nanjing 211166, Jiangsu, China
    3. Department of Critical Care Medicine, General Hospital of Eastern Theater Command, Nanjing 210002, Jiangsu, China
  • Received:2025-08-10 Revised:2025-09-13 Online:2026-07-26 Published:2026-08-04
  • Contact: Yuxiu LIU E-mail:15901077937@163.com;18205606375@163.com;liu_yuxiu@163.com

摘要:

目的: 提出一种新的条件把握度(conditional power,CP)算法,并用于样本量重新估计(sample size re-estimation,SSR)。方法: 根据期中观察到的结果估计出一个临时样本量,然后以当前样本量占该估计样本量的比例作为权重,即估计信息时间权重(estimated information time weighting,EIW),计算CP($ {cp}_{\text{EIW}} $)并进行样本量重新估计。借助Monte-Carlo模拟技术对该方法与目前计算CP常用的$ {cp}_{\text{D}} $法(初始假定参数法)、$ {cp}_{\text{I}} $法(期中观测结果法)和$ {cp}_{\text{OPW}} $法(最优混合权重法)3种方法进行准确性比较,并比较基于4种CP算法进行样本量重新估计的统计性能。结果: 对CP准确性的模拟结果显示,$ {cp}_{\text{EIW}} $$ {cp}_{\text{OPW}} $的准确性接近,且两者均优于常用的$ {cp}_{\text{D}} $$ {cp}_{\text{I}} $。对基于不同CP算法进行样本量重新估计的模拟结果显示,4种方法均能够控制一类错误,而$ {cp}_{\text{EIW}} $法具有最高的把握度,同时具有最优的平均性能得分(APS)。结论: 在4种CP算法中,$ {cp}_{\text{EIW}} $法具有较好的准确性,用其进行样本量重新估计也具有较好的统计性能,可推荐应用。

关键词: 临床试验, 适应性设计, 条件把握度, 样本量重新估计, 估计信息时间权重

Abstract:

AIM: To propose a new conditional power (CP) algorithm and apply it to sample size re-estimation (SSR). METHODS: A temporary sample size was estimated based on the interim observed results, and the ratio of the current sample size to this estimated sample size was used as the weight, referred to as the estimated information time weighting (EIW). CP ($ {cp}_{\text{EIW}} $) was calculated using this weighting, and sample size re-estimation is performed. Monte Carlo simulation techniques were used to compare the accuracy of this method with three commonly used CP calculation methods: $ {cp}_{\text{D}} $ method (initial assumed parameter method), $ {cp}_{\text{I}} $ method (interim observation result method), and $ {cp}_{\text{OPW}} $ method (optimal hybrid weight method). Additionally, the statistical performance of sample size re-estimation based on four different CP algorithms was compared. RESULTS: Simulation results for CP accuracy showed that the accuracy of $ {cp}_{\text{EIW}} $ and $ {cp}_{\text{OPW}} $ were close, and both outperform the commonly used $ {cp}_{\text{D}} $ and $ {cp}_{\text{I}} $. For sample size re-estimation based on different CP algorithms, all four methods were able to control type Ⅰ error, with $ {cp}_{\text{EIW}} $ showing the highest conditional power and the best average performance score (APS). CONCLUSION: Among the four CP algorithms, $ {cp}_{\text{EIW}} $ exhibits good accuracy and provides better statistical performance for sample size re-estimation. It is recommended for application.

Key words: clinical trials, adaptive design, conditional power, sample size re-estimation, estimated information time weighting

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